<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/11?registers=between Sun, 29 Dec 2024 08:51:04 -0800 Sun, 29 Dec 2024 08:51:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/11?registers=between Notice - Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08228.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08228.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08228 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08228.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange Related to Market Makers https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08186.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08186.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08186 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08186.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08185.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08185.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08185 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08185.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08184.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08184.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08184 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08184.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules 7410 (Definitions) and 7440 (Recording of Order Information) https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08183.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08183.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08183 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08183.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08182.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08182.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08182 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08182.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Add Fees for Reserve Market Maker Options Trading Permits https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08181.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08181.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08181 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08181.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 To Specify That Sell Short Post No Preference Orders and Sell Short PNP Blind Orders Priced At or Below the National Best Bid Will Be Rejected on Arrival During the Short Sale Period https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08180.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08180.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08180 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08180.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System (“EOC”) https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08179.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08179.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08179 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08179.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.67(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System (“EOC”) https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08178.html https://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08178.html Mon, 11 Apr 2016 00:00:00 -0700 2016-08178 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08178.pdf