<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/06?registers=between Thu, 07 Aug 2025 04:37:57 -0700 Thu, 07 Aug 2025 04:37:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/06?registers=between Notice - In the Matter of Go EZ Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07967.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07967.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07967 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07967.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Amending Its Rules Relating to Pre-Opening Indications and Opening Procedures To Promote Greater Efficiency and Transparency at the Open of Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07838.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07838.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07838.pdf Notice - Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07835.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07835.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07835 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07835.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07834.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07834.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07834.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07833.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07833.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07833 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07833.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07832.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07832.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07832 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07832.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07831.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07831.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07831 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07831.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.26 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07830.html https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07830.html Wed, 06 Apr 2016 00:00:00 -0700 2016-07830 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07830.pdf