Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/04/01?limit=200&registers=between&mode=atom 2024-12-29T08:56:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07561.html Rule - General Rules and Regulations, Securities Exchange Act of 1934 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07561 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07561.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07356.html Notice - Submission for OMB Review; Comment Request 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07356 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07356.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07355.html Notice - Submission for OMB Review; Comment Request 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07355 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07355.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07337.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete From the Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market Participants 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07337 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07337.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07336.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete From the Exchange's Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market Participants 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07336 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07336.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07335.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 3317 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07335 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07335.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07334.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 4770 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07334 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07334.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07333.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 4770 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07333 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07333.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07332.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07332 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07332.pdf https://regulations.justia.com/regulations/fedreg/2016/04/01/2016-07331.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Maximum Number of Times an Order on Nasdaq May Be Updated Before The System Cancels The Order 2016-04-01T00:00:00-07:00 2016-04-01T00:00:00-07:00 2016-07331 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-01/pdf/2016-07331.pdf