<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/31?registers=between Sat, 12 Jul 2025 07:20:18 -0700 Sat, 12 Jul 2025 07:20:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/31?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07209.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07209.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07209 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07209.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR DoubleLine Short Duration Total Return Tactical ETF https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07205.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07205.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07205 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07205.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Interpretation and Policy .01 to Rule 1.1(ggg) Relating to the Professional Customer Definition https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07204.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07204.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07204 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07204.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Professional Customer Definition https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07203.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07203.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07203 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07203.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 756 https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07198.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07198.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07198 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07198.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Continuing Education Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07197.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07197.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07197 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07197.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rule 4120 https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07196.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07196.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07196 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07196.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Single Name Backloading Incentive Program https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07195.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07195.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07195 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07195.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Equity Futures and Options https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07194.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07194.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07194 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07194.pdf Notice - AMCAP Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07193.html https://regulations.justia.com/regulations/fedreg/2016/03/31/2016-07193.html Thu, 31 Mar 2016 00:00:00 -0700 2016-07193 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-31/pdf/2016-07193.pdf