<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/30?registers=between Sun, 29 Dec 2024 08:46:49 -0800 Sun, 29 Dec 2024 08:46:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/30?registers=between Notice - Sunshine Act Meeting; Correction https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07224.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07224.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07224 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07224.pdf Notice - NexPoint Capital, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07101.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07101.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07101 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07101.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31P(h) To Add a New Discretionary Pegged Order https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07100.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07100.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07100 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07100.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.2 To Create a Reserve Market Maker Options Trading Permit https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07099.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07099.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07099 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07099.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchanges' Retail Liquidity Programs Until August 31, 2016 https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07098.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07098.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07098 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07098.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until August 31, 2016 https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07097.html https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07097.html Wed, 30 Mar 2016 00:00:00 -0700 2016-07097 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07097.pdf