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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/29?registers=between
Tue, 15 Jul 2025 06:04:47 -0700Tue, 15 Jul 2025 06:04:47 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/29?registers=between
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-07108.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-07108.htmlTue, 29 Mar 2016 00:00:00 -07002016-07108Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-07108.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06999.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06999.htmlTue, 29 Mar 2016 00:00:00 -07002016-06999Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06999.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 to Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06998.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06998.htmlTue, 29 Mar 2016 00:00:00 -07002016-06998Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06998.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Expand the Availability of Self-Trade Prevention Modifiers to Non-Algorithmically Entered Floor Broker Interest
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06996.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06996.htmlTue, 29 Mar 2016 00:00:00 -07002016-06996Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06996.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Adopt FINRA Rule 2273 (Educational Communication Related to Recruitment Practices and Account Transfers)
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06995.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06995.htmlTue, 29 Mar 2016 00:00:00 -07002016-06995Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06995.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XI (Doing Business With the Public), Section 8 (Supervision of Accounts) of the Exchange's Rulebook
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06994.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06994.htmlTue, 29 Mar 2016 00:00:00 -07002016-06994Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06994.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XI (Doing Business With the Public), Section 8 (Supervision of Accounts) of the Exchange's Rulebook
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06993.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06993.htmlTue, 29 Mar 2016 00:00:00 -07002016-06993Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06993.pdfNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Additions to Permitted Cover
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06992.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06992.htmlTue, 29 Mar 2016 00:00:00 -07002016-06992Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06992.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06991.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06991.htmlTue, 29 Mar 2016 00:00:00 -07002016-06991Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06991.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program, Which Is Currently Scheduled To Expire on March 31, 2016, Until August 31, 2016
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06990.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06990.htmlTue, 29 Mar 2016 00:00:00 -07002016-06990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06990.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06989.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06989.htmlTue, 29 Mar 2016 00:00:00 -07002016-06989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06989.pdfNotice - Investor Advisory Committee Meeting
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06988.html
https://regulations.justia.com/regulations/fedreg/2016/03/29/2016-06988.htmlTue, 29 Mar 2016 00:00:00 -07002016-06988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-29/pdf/2016-06988.pdf