<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/28?registers=between Sun, 29 Dec 2024 09:03:30 -0800 Sun, 29 Dec 2024 09:03:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/28?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-07021.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-07021.html Mon, 28 Mar 2016 00:00:00 -0700 2016-07021 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-07021.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Eaton Vance Global Income Builder NextShares of the Eaton Vance ETMF Trust https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06866.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06866.html Mon, 28 Mar 2016 00:00:00 -0700 2016-06866 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-06866.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc. f/k/a BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27 to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06865.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06865.html Mon, 28 Mar 2016 00:00:00 -0700 2016-06865 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-06865.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc. f/k/a EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06864.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06864.html Mon, 28 Mar 2016 00:00:00 -0700 2016-06864 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-06864.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc. f/k/a EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 11.27 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06863.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06863.html Mon, 28 Mar 2016 00:00:00 -0700 2016-06863 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-06863.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Voluntary Termination by Offset and Re-Matching of Matched-Book Positions in the Stock Loan/Hedge Program https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06862.html https://regulations.justia.com/regulations/fedreg/2016/03/28/2016-06862.html Mon, 28 Mar 2016 00:00:00 -0700 2016-06862 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-28/pdf/2016-06862.pdf