Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/25?limit=200&registers=between&mode=atom 2024-12-29T09:02:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06785.html Notice - Premise Capital, LLC, et al.; Notice of Application 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06785 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06785.pdf https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06748.html Notice - Northern Lights Fund Trust and Princeton Fund Advisors, LLC; Notice of Application 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06748 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06748.pdf https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06747.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Operational Risk Management Framework 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06747 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06747.pdf https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06746.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06746 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06746.pdf https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06745.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Strict Concentration Limits on Primary Market Makers 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06745 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06745.pdf https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06744.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-03-25T00:00:00-07:00 2016-03-25T00:00:00-07:00 2016-06744 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-25/pdf/2016-06744.pdf