<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/23?registers=between Thu, 24 Jul 2025 18:05:04 -0700 Thu, 24 Jul 2025 18:05:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/23?registers=between Notice - Order Granting a Temporary Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06546.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06546.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06546 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06546.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending the NYSE MKT Company Guide To Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled To Receive Complimentary Products and Services From the Exchange https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06515.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06515.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06515 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06515.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06514.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06514.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06514 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06514.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 3 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by Financial Industry Regulatory Authority, Inc., BATS Exchange, Inc., BOX Options Exchange, LLC, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., International Securities Exchange, LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE MKT, LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06455.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06455.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06455 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06455.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include U.S. Non-Display Policies in the Nasdaq Rule Book https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06454.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06454.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06454 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06454.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06453.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06453.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06453 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06453.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06452.html https://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06452.html Wed, 23 Mar 2016 00:00:00 -0700 2016-06452 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06452.pdf