<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/14?registers=between Sat, 12 Jul 2025 09:59:13 -0700 Sat, 12 Jul 2025 09:59:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05802.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05802.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05802 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05802.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add ISE Mercury LLC, as a Participant https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05599.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05599.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05599 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05599.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add ISE Mercury, LLC as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05598.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05598.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05598 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05598.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05589.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05589.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05589 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05589.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the First Trust Municipal High Income ETF https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05588.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05588.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05588 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05588.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Related to Options That Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05587.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05587.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05587 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05587.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05586.html https://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05586.html Mon, 14 Mar 2016 00:00:00 -0700 2016-05586 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05586.pdf