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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/08?registers=between
Thu, 17 Jul 2025 09:26:25 -0700Thu, 17 Jul 2025 09:26:25 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/08?registers=between
Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Access Services Fees Under Rule 7015
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05125.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05125.htmlTue, 08 Mar 2016 00:00:00 -08002016-05125Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05125.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05124.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05124.htmlTue, 08 Mar 2016 00:00:00 -08002016-05124Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05124.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05123.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05123.htmlTue, 08 Mar 2016 00:00:00 -08002016-05123Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05123.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05122.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05122.htmlTue, 08 Mar 2016 00:00:00 -08002016-05122Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05122.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Proprietary Market Data as They Apply to Federal Agency Customers
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05121.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05121.htmlTue, 08 Mar 2016 00:00:00 -08002016-05121Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05121.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Proprietary Market Data as They Apply to Federal Agency Customers
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05120.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05120.htmlTue, 08 Mar 2016 00:00:00 -08002016-05120Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05120.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05119.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05119.htmlTue, 08 Mar 2016 00:00:00 -08002016-05119Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05119.pdfNotice - Crescent Capital BDC Inc., et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05106.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05106.htmlTue, 08 Mar 2016 00:00:00 -08002016-05106Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05106.pdfNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Implement a Tick Size Pilot Program To Add National Stock Exchange, Inc. as a Participant
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05105.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05105.htmlTue, 08 Mar 2016 00:00:00 -08002016-05105Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05105.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05046.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05046.htmlTue, 08 Mar 2016 00:00:00 -08002016-05046Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05046.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600; Correction
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05045.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05045.htmlTue, 08 Mar 2016 00:00:00 -08002016-05045Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05045.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05044.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05044.htmlTue, 08 Mar 2016 00:00:00 -08002016-05044Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05044.pdfNotice - Apollo Investment Corporation, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05043.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05043.htmlTue, 08 Mar 2016 00:00:00 -08002016-05043Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05043.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05042.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05042.htmlTue, 08 Mar 2016 00:00:00 -08002016-05042Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05042.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Options Proprietary Market Data as They Apply to Federal Agency Customers
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05041.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05041.htmlTue, 08 Mar 2016 00:00:00 -08002016-05041Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05041.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05040.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05040.htmlTue, 08 Mar 2016 00:00:00 -08002016-05040Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05040.pdfNotice - Ares Management LLC; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05039.html
https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05039.htmlTue, 08 Mar 2016 00:00:00 -08002016-05039Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05039.pdf