<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/07?registers=between Tue, 15 Jul 2025 01:32:06 -0700 Tue, 15 Jul 2025 01:32:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/07?registers=between Notice - Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04913.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04913.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04913.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks) https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04912.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04912.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04912 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04912.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.21, Obligations of Market Maker Authorized Traders https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04911.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04911.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04911.pdf Notice - Order Granting Exemptions From Certain Provisions of Rule 613 Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04910.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04910.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04910.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04909.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04909.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04909.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04908.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04908.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04908.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04907.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04907.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04907 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04907.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04906.html https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04906.html Mon, 07 Mar 2016 00:00:00 -0800 2016-04906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04906.pdf