Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/07?limit=200&registers=between&mode=atom 2024-12-29T09:07:05-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04913.html Notice - Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04913.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04912.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks) 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04912 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04912.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04911.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.21, Obligations of Market Maker Authorized Traders 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04911.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04910.html Notice - Order Granting Exemptions From Certain Provisions of Rule 613 Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04910.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04909.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04909.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04908.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Limit Order Protection and Market Order Protection 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04908.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04907.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change to Adopt Limit Order Protection and Market Order Protection 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04907 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04907.pdf https://regulations.justia.com/regulations/fedreg/2016/03/07/2016-04906.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-03-07T00:00:00-08:00 2016-03-07T00:00:00-08:00 2016-04906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-07/pdf/2016-04906.pdf