<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/02?registers=between Mon, 14 Jul 2025 19:38:42 -0700 Mon, 14 Jul 2025 19:38:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/03/02?registers=between Notice - Order Granting Limited Exemptions From Exchange Act Section 11(d), Exchange Act Rules 10b-10, 10b-17, and 11d1-2, and Rules 101 and 102 of Regulation M to Eaton Vance ETMF Trust, Eaton Vance NextShares Trust II, Eaton Vance Balanced NextShares, and Other Exchange-Traded Managed Funds Pursuant to Exchange Act Section 36, Exchange Act Rules 10b-10(f) and 10b-17(b)(2), and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04527.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04527.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04527 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04527.pdf Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04509.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04509.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04509 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04509.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04507.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04507.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04507 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04507.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.44P Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04506.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04506.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04506 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04506.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Implement Additional Price Protections in the Opening Process https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04505.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04505.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04505 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04505.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change Relating to Additions to Permitted Cover https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04504.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04504.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04504 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04504.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Alternative Absolute Return Strategy ETF of First Trust Exchange-Traded Fund VII https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04503.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04503.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04503 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04503.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5745 https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04502.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04502.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04502 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04502.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Gemini Rule 306 https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04501.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04501.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04501 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04501.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial and Clerical Amendments to Its Rules https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04500.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04500.html Wed, 02 Mar 2016 00:00:00 -0800 2016-04500 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04500.pdf Proposed Rule - Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-03874.html https://regulations.justia.com/regulations/fedreg/2016/03/02/2016-03874.html Wed, 02 Mar 2016 00:00:00 -0800 2016-03874 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-03874.pdf