<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/23?registers=between Thu, 24 Jul 2025 18:18:29 -0700 Thu, 24 Jul 2025 18:18:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/23?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03936.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03936.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03936 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03936.pdf Notice - In the Matter of AI Document Services, Inc., Creative Edge Nutrition, Inc. and Interactive Health Network; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03847.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03847.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03847 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03847.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03846.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03846.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03846 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03846.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03740.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03740.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03740 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03740.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt a New Policy Relating To Trade Reports for Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03739.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03739.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03739 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03739.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Schedule of Options Fees and Charges https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03738.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03738.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03738 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03738.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03737.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03737.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03737 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03737.pdf Proposed Rule - Transfer Agent Regulations; Extension of Comment Period https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03733.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03733.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03733 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03733.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Stock Clearing Corporation of Philadelphia; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, To Amend the By-Laws of NASDAQ, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03669.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03669.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03669 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03669.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03668.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03668.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of WBI Tactical Rotation Shares Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03667.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03667.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03667.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03666.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03666.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03666.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03665.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03665.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03665.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03664.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03664.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03664 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03664.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03663.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03663.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03663 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03663.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Order Handling Period for Directed Orders From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03662.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03662.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03662 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03662.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the FLEX No Minimum Value Pilot https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03661.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03661.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03661 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03661.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7014 and Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03660.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03660.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03660 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03660.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03642.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03642.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03642.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03641.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03641.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03641 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03641.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03640.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03640.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03640.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03639.html https://regulations.justia.com/regulations/fedreg/2016/02/23/2016-03639.html Tue, 23 Feb 2016 00:00:00 -0800 2016-03639 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-23/pdf/2016-03639.pdf