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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/22?registers=between
Sun, 20 Jul 2025 01:04:10 -0700Sun, 20 Jul 2025 01:04:10 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/22?registers=between
Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03534.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03534.htmlMon, 22 Feb 2016 00:00:00 -08002016-03534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03534.pdfNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03533.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03533.htmlMon, 22 Feb 2016 00:00:00 -08002016-03533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03533.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03529.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03529.htmlMon, 22 Feb 2016 00:00:00 -08002016-03529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03529.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc.
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03528.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03528.htmlMon, 22 Feb 2016 00:00:00 -08002016-03528Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03528.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03527.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03527.htmlMon, 22 Feb 2016 00:00:00 -08002016-03527Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03527.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03526.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03526.htmlMon, 22 Feb 2016 00:00:00 -08002016-03526Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03526.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03525.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03525.htmlMon, 22 Feb 2016 00:00:00 -08002016-03525Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03525.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03524.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03524.htmlMon, 22 Feb 2016 00:00:00 -08002016-03524Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03524.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35P To Provide for Price Collar Thresholds for Trading Halt Auctions
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03523.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03523.htmlMon, 22 Feb 2016 00:00:00 -08002016-03523Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03523.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03522.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03522.htmlMon, 22 Feb 2016 00:00:00 -08002016-03522Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03522.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03521.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03521.htmlMon, 22 Feb 2016 00:00:00 -08002016-03521Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03521.pdfNotice - Proposed Collection; Comment Request;
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03520.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03520.htmlMon, 22 Feb 2016 00:00:00 -08002016-03520Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03520.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03519.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03519.htmlMon, 22 Feb 2016 00:00:00 -08002016-03519Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03519.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03517.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03517.htmlMon, 22 Feb 2016 00:00:00 -08002016-03517Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03517.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03516.html
https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03516.htmlMon, 22 Feb 2016 00:00:00 -08002016-03516Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03516.pdf