Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/22?limit=200&registers=between&mode=atom 2025-01-01T07:44:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03534.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03534.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03533.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03533.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03529.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03529 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03529.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03528.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03528 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03528.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03527.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03527 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03527.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03526.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03526 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03526.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03525.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03525 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03525.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03524.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03524 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03524.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03523.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35P To Provide for Price Collar Thresholds for Trading Halt Auctions 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03523 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03523.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03522.html Notice - Submission for OMB Review; Comment Request 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03522 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03522.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03521.html Notice - Proposed Collection; Comment Request 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03521 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03521.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03520.html Notice - Proposed Collection; Comment Request; 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03520 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03520.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03519.html Notice - Submission for OMB Review; Comment Request 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03519 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03519.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03517.html Notice - Proposed Collection; Comment Request 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03517 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03517.pdf https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03516.html Notice - Submission for OMB Review; Comment Request 2016-02-22T00:00:00-08:00 2016-02-22T00:00:00-08:00 2016-03516 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03516.pdf