<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/19?registers=between Thu, 17 Jul 2025 10:51:21 -0700 Thu, 17 Jul 2025 10:51:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/19?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03518.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03518.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03518 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03518.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Amend Rules 5810(4), 5810(c), 5815(c) and 5820(d) To Provide Staff With Limited Discretion To Grant a Listed Company That Failed To Hold Its Annual Meeting of Shareholders an Extension of Time To Comply With the Annual Meeting Requirement https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03442.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03442.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03442 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03442.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03403.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03403.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03403 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03403.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03400.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03400.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03400 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03400.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03399.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03399.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03399 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03399.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03398.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03398.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03398 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03398.pdf Notice - Innovator Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03397.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03397.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03397 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03397.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Applicable to Firms and To Adopt Tiers Applicable to Options Overlying SPY https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03392.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03392.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03392 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03392.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03391.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03391.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03391 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03391.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Pricing at Chapter XV, Section 2 https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03390.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03390.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03390 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03389.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03389.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03389.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1066 https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03388.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03388.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03388 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03388.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03387.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03387.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03387 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03387.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03300.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03300.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03300 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03300.pdf Rule - Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03178.html https://regulations.justia.com/regulations/fedreg/2016/02/19/2016-03178.html Fri, 19 Feb 2016 00:00:00 -0800 2016-03178 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-02-19/pdf/2016-03178.pdf