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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/16?registers=between
Wed, 16 Jul 2025 02:07:23 -0700Wed, 16 Jul 2025 02:07:23 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/16?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the Derivatives and Other Off-Balance Sheet Items Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02990.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02990.htmlTue, 16 Feb 2016 00:00:00 -08002016-02990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02990.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement a Professional Rebate Program
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02989.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02989.htmlTue, 16 Feb 2016 00:00:00 -08002016-02989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02989.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7290 (Price Protection for Limit Orders) To Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02988.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02988.htmlTue, 16 Feb 2016 00:00:00 -08002016-02988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02988.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7070 (Opening the Market) To Implement a New Price Protection Feature for the Opening
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02987.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02987.htmlTue, 16 Feb 2016 00:00:00 -08002016-02987Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02987.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02986.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02986.htmlTue, 16 Feb 2016 00:00:00 -08002016-02986Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02986.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7310 (Drill-Through Protection) To Implement a New Price Protection Feature
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02985.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02985.htmlTue, 16 Feb 2016 00:00:00 -08002016-02985Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02985.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02984.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02984.htmlTue, 16 Feb 2016 00:00:00 -08002016-02984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02984.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02983.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02983.htmlTue, 16 Feb 2016 00:00:00 -08002016-02983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02983.pdfNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02982.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02982.htmlTue, 16 Feb 2016 00:00:00 -08002016-02982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02982.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02981.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02981.htmlTue, 16 Feb 2016 00:00:00 -08002016-02981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02981.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02980.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02980.htmlTue, 16 Feb 2016 00:00:00 -08002016-02980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02980.pdfNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Improving the Transparency of Audits: Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02875.html
https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02875.htmlTue, 16 Feb 2016 00:00:00 -08002016-02875Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02875.pdf