<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/12?registers=between Tue, 15 Jul 2025 16:06:37 -0700 Tue, 15 Jul 2025 16:06:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/12?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers (“DPMs”) and Lead Market-Makers (“LMMs”) https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02841.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02841.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02841 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02841.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include NextShares in the Lead Market Maker Program https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02840.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02840.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02840 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02840.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing, as Modified by Amendment No. 1 Thereto, of Proposed Rule Change To Provide for the Clearance of Certain Asia-Pacific Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02839.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02839.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02839 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02839.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02838.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02838.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02838.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Reduced Port Fees https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02837.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02837.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02837 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02837.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000C-1009C https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02836.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02836.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02836 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02836.pdf Notice - State Farm Associates' Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02834.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02834.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02834.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02833.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02833.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02833 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02833.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02832.html https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02832.html Fri, 12 Feb 2016 00:00:00 -0800 2016-02832 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02832.pdf