<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/10?registers=between Sat, 19 Jul 2025 19:08:29 -0700 Sat, 19 Jul 2025 19:08:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/02/10?registers=between Notice - SEC Advisory Committee on Small and Emerging Companies; Meeting https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02658.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02658.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02658 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02658.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Lower Certain Fees for Non-Auction Transactions on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02607.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02607.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02607 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02607.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02606.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02606.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02606 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02606.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02605.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02605.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02605 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02605.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02604.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02604.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02604.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02603.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02603.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02603 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02603.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Professionals https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02602.html https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02602.html Wed, 10 Feb 2016 00:00:00 -0800 2016-02602 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02602.pdf