Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-07T06:18:05-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/01/29/2016-01691.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Disapprove a Proposed Rule Change To Establish Rules To Comply With the Quoting and Trading Requirements of the Plan To Implement a Tick Size Pilot Plan Submitted to the Commission Pursuant to Rule 608 of Regulation NMS Under the Act2016-01-29T00:00:00-08:002016-01-29T00:00:00-08:002016-01691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-29/pdf/2016-01691.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01668.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term “Exchange Traded Products” and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01668Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01668.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01667.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01667Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01667.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01666.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 22016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01666Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01666.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01665.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Quote Spread Parameter Provision2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01665Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01665.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01664.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01664Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01664.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01663.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01663Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01663.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01545.htmlProposed Rule - Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01545Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01545.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01542.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01542Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01542.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01540.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01540Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01540.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01539.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01539.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01538.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01538Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01538.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01536.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating To Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01536.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01535.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, to List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01535.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01534.htmlNotice - Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01534.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01533.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01533.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01532.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01532.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01531.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01531.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01530.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01530.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01529.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program2016-01-27T00:00:00-08:002016-01-27T00:00:00-08:002016-01529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01529.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01613.htmlNotice - OldWeb sites.com, Inc., RPHL Acquisition Corp. (a/k/a Rockport Healthcare Group, Inc.), The Brainy Brands Company, Inc., TheraBiogen, Inc., U.S. Helicopter Corporation, and Vicor Technologies, Inc.; Order of Suspension of Trading2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01613Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01613.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01612.htmlNotice - In the Matter of 99 Cent Stuff, Inc., Bizzingo, Inc., Clicker, Inc., Incentra Solutions, Inc., Maxray Optical Technology Co. Ltd., and Peer Review Mediation & Arbitration, Inc., Order of Suspension of Trading2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01612Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01612.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01541.htmlNotice - Sunshine Act Meeting2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01541Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01541.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01394.htmlNotice - Submission for OMB Review; Comment Request2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01394Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01394.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01393.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01393Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01393.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01392.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Primary Market Makers2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01392Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01392.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/26/2016-01391.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule2016-01-26T00:00:00-08:002016-01-26T00:00:00-08:002016-01391Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-26/pdf/2016-01391.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/25/2016-01431.htmlNotice - In the Matter of Vadda Energy Corp.; Order of Suspension of Trading2016-01-25T00:00:00-08:002016-01-25T00:00:00-08:002016-01431Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-25/pdf/2016-01431.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/25/2016-01308.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Alternative Trading System Volume and Trading Information2016-01-25T00:00:00-08:002016-01-25T00:00:00-08:002016-01308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-25/pdf/2016-01308.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/25/2016-01307.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Nonsubstantive, Clarifying Amendments to Several Rules Relating to the Clearing of Exchange Options Transactions2016-01-25T00:00:00-08:002016-01-25T00:00:00-08:002016-01307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-25/pdf/2016-01307.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/25/2016-01304.htmlNotice - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies2016-01-25T00:00:00-08:002016-01-25T00:00:00-08:002016-01304Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-25/pdf/2016-01304.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/22/2016-01230.htmlNotice - The Guardian Insurance & Annuity Company, Inc., et al; Notice of Application2016-01-22T00:00:00-08:002016-01-22T00:00:00-08:002016-01230Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-22/pdf/2016-01230.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/22/2016-01201.htmlNotice - Leaning Pine II, L.L.C.; Notice of Application2016-01-22T00:00:00-08:002016-01-22T00:00:00-08:002016-01201Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-22/pdf/2016-01201.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/22/2016-01200.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-01-22T00:00:00-08:002016-01-22T00:00:00-08:002016-01200Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-22/pdf/2016-01200.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/22/2016-01199.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to the Summary Imposition of Fines2016-01-22T00:00:00-08:002016-01-22T00:00:00-08:002016-01199Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-22/pdf/2016-01199.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01148.htmlProposed Rule - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01148Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01148.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01147.htmlNotice - J.P. Morgan Exchange-Traded Fund Trust, et al.; Notice of Application2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01147Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01147.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01064.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 70182016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01064Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01064.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01063.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01063Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01063.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01062.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01062Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01062.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01061.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01061.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01060.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000B-1012B and To Amend Rule 7222016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01060Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01060.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01059.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Permit P.M.-Settled Options on Broad-Based Indexes To Expire on Any Wednesday of the Month by Expanding the End of Week/End of Month Pilot Program2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01059Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01059.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01058.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Partial Amendment No. 12016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01058Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01058.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01057.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132.30(9)-Equities To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01057Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01057.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01056.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01056Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01056.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01055.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01055Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01055.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01054.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Phlx Rules 792, 794, 797, and 7982016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01054Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01054.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01053.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01053Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01053.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01052.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook2016-01-21T00:00:00-08:002016-01-21T00:00:00-08:002016-01052Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01052.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01130.htmlNotice - Sunshine Act Meeting2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-01130Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-01130.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01129.htmlNotice - Sunshine Act Meeting2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-01129Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-01129.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00976.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporation's Non-Bank Liquidity Facility2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00976Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00976.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00971.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00971Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00971.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00905.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.3 Relating to Appointment Costs2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00905Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00905.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00904.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 804(g)2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00904Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00904.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00903.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 804(g)2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00903Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00903.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00902.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00902Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00902.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00901.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Data Fees for the NYSE Arca Options Product2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00901Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00901.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00900.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Data Fees for the NYSE Amex Options Product2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00900Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00900.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00899.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00899Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00899.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00898.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00898Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00898.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00897.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Chapter XV, Entitled “Options Pricing”2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00897Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00897.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00896.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust2016-01-20T00:00:00-08:002016-01-20T00:00:00-08:002016-00896Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00896.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00872.htmlRule - Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00872Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00872.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00837.htmlNotice - Equity Market Structure Advisory Committee2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00837Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00837.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00788.htmlNotice - Submission for OMB Review; Comment Request2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00788Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00788.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00787.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120, Continuing Education Requirements2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00787Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00787.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00786.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(6) of Rule 1120 (Continuing Education Requirements)2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00786Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00786.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00785.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(4) of Rule 640, Continuing Education for Registered Persons2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00785Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00785.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/19/2016-00784.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-01-19T00:00:00-08:002016-01-19T00:00:00-08:002016-00784Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-19/pdf/2016-00784.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00662.htmlNotice - Investment Managers Series Trust, et al.; Notice of Application2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00662Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00662.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00661.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Market Vectors Dynamic Put Write ETF Under NYSE Arca Equities Rule 8.6002016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00661Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00661.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00646.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Custody Service Guide To Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00646Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00646.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00645.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 3 Thereto, Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00645Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00645.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00644.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 70152016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00644Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00644.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00643.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Pricing Schedule2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00643Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00643.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00642.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading License Fee for Calendar Year 2016, Effective January 4, 20162016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00642Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00642.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00641.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 27.1, Definitions, and 27.4, Temporary Rule Governing Phase-Out of P and P/A Orders2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00641Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00641.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00640.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00640Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00640.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00639.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc., Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust2016-01-15T00:00:00-08:002016-01-15T00:00:00-08:002016-00639Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00639.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/14/2016-00569.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Permit Fees2016-01-14T00:00:00-08:002016-01-14T00:00:00-08:002016-00569Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-14/pdf/2016-00569.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/14/2016-00568.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Limit Order Price Protections for Stock-Option Orders2016-01-14T00:00:00-08:002016-01-14T00:00:00-08:002016-00568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-14/pdf/2016-00568.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/14/2016-00567.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, Inc.2016-01-14T00:00:00-08:002016-01-14T00:00:00-08:002016-00567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-14/pdf/2016-00567.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00591.htmlNotice - In the Matter of DC Brands International Inc., Order of Suspension of Trading2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00591Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00591.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00566.htmlNotice - Sunshine Act Meeting2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00566.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00493.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00493Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00493.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00470.htmlNotice - Investment Company Act Release No. 31953; File No. 812-14411 Columbia Funds Series Trust I, et al.; Notice of Application2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00470Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00470.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00469.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00469Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00469.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00468.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Plan To Implement a Tick Size Pilot Program2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00468Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00468.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00467.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00467.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00466.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00466.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00465.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00465.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00464.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00464.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00463.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00463.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00462.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2016-01-13T00:00:00-08:002016-01-13T00:00:00-08:002016-00462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00462.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00494.htmlNotice - Sunshine Act Meeting2016-01-12T00:00:00-08:002016-01-12T00:00:00-08:002016-00494Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00494.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00406.htmlNotice - Order Making Fiscal Year 2016 Annual Adjustments to Transaction Fee Rates2016-01-12T00:00:00-08:002016-01-12T00:00:00-08:002016-00406Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00406.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00337.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2016-01-12T00:00:00-08:002016-01-12T00:00:00-08:002016-00337Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00337.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00336.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Client Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity2016-01-12T00:00:00-08:002016-01-12T00:00:00-08:002016-00336Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00336.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/12/2016-00335.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Government Securities Division Fee Schedule2016-01-12T00:00:00-08:002016-01-12T00:00:00-08:002016-00335Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-12/pdf/2016-00335.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-260.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70152016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-260Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-260.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-259.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Credit Option Margin Pilot Program Through January 17, 20172016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-259Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-259.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-258.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-258Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-258.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-257.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add EDGX Exchange, Inc. (“EDGX”) as a Plan Sponsor2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-257Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-257.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-256.htmlNotice - Proposed Collection; Comment Request2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-256Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-256.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-255.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 70142016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-255Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-255.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-254.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Certain CBOE Real-Time Data Feeds2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-254Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-254.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-253.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Retail Price Improvement Program2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-253Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-253.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-252.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay of Implementation of Kill Switch2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-252Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-252.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-251.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-251Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-251.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-250.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Describe IPO Auction Viewer2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-250Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-250.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-249.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Implement Additional Price Protections in the Opening Process2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-249Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-249.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-248.htmlNotice - Self-Regulatory Organizations; International Securities Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-248Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-248.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-247.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-247Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-247.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-246.htmlNotice - Proposed Collection; Comment Request2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-246Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-246.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/11/2016-210.htmlNotice - Northern Lights Fund Trust, et al.; Notice of Application2016-01-11T00:00:00-08:002016-01-11T00:00:00-08:002016-210Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/08/2016-105.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares2016-01-08T00:00:00-08:002016-01-08T00:00:00-08:002016-105Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-08/pdf/2016-105.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/08/2016-104.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Generic Listing Standards for Managed Fund Shares2016-01-08T00:00:00-08:002016-01-08T00:00:00-08:002016-104Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-08/pdf/2016-104.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/08/2016-103.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust RiverFront Dynamic Europe ETF, First Trust RiverFront Dynamic Asia Pacific ETF, First Trust RiverFront Dynamic Emerging Markets ETF, and the First Trust RiverFront Dynamic Developed International ETF of First Trust Exchange-Traded Fund III2016-01-08T00:00:00-08:002016-01-08T00:00:00-08:002016-103Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-08/pdf/2016-103.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/08/2016-102.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2016-01-08T00:00:00-08:002016-01-08T00:00:00-08:002016-102Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-08/pdf/2016-102.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2016-00044.htmlProposed Rule - Establishing the Form and Manner With Which Security-Based Swap Data Repositories Must Make Security-Based Swap Data Available to the Commission; Correction2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002016-00044Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2016-00044.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33313.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33313.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33312.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Derivatives and Other Off-Balance Sheet Items Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33312.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33311.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 9/10 Examination Program2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33311.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33310.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Date for Retirement of Computer to Computer Facility Corporate Action Announcement Files, and Implementing a Fee Associated With Its Use2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33310.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33309.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend the By-Laws of Nasdaq, Inc.2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33309.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33308.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc.2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33308.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33307.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc.2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33307.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33306.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc.2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33306Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33306.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33305.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc.2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33305Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33305.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33216.htmlNotice - Submission for OMB Review; Comment Request2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33216Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33216.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33215.htmlNotice - Submission for OMB Review; Comment Request2016-01-07T00:00:00-08:002016-01-07T00:00:00-08:002015-33215Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33215.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33220.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 10602016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33220Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33220.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33219Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33219.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33218.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33218Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33218.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33217.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33217Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33217.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33214.htmlNotice - Submission for OMB Review; Comment Request2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33214Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33214.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33213.htmlNotice - Submission for OMB Review; Comment Request2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33213Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33213.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33212.htmlNotice - Submission for OMB Review; Comment Request2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33212Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33212.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33211.htmlNotice - Submission for OMB Review; Comment Request2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33211Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33211.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33210.htmlNotice - Proposed Collection; Comment Request2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33210Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33209.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33209Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33209.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33208.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33208Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33208.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33207.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.6002016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33207Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33207.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33206.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions2016-01-06T00:00:00-08:002016-01-06T00:00:00-08:002015-33206Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33206.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33314.htmlNotice - Sunshine Act Meeting2016-01-05T00:00:00-08:002016-01-05T00:00:00-08:002015-33314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33314.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33116.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Modify Certain Fees for Executions at the Close2016-01-05T00:00:00-08:002016-01-05T00:00:00-08:002015-33116Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33116.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33115.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-01-05T00:00:00-08:002016-01-05T00:00:00-08:002015-33115Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33115.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33114.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Automated Customer Account Transfer Service, Obligation Warehouse, Fund/SERV®, Insurance and Retirement Processing Services, and Alternative Investment Product Services2016-01-05T00:00:00-08:002016-01-05T00:00:00-08:002015-33114Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33114.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33113.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Single Name Backloading Incentive Program2016-01-05T00:00:00-08:002016-01-05T00:00:00-08:002015-33113Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33113.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-33139.htmlNotice - In the Matter of China Domestica Bio-Technology Holdings, Inc., Order of Suspension of Trading2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-33139Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-33139.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-33138.htmlNotice - In the Matter of USA Graphite, Inc., Order of Suspension of Trading2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-33138Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-33138.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-33029.htmlNotice - In the Matter of Changda International Holdings, Inc.: Order of Suspension of Trading2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-33029Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-33029.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-33028.htmlNotice - In the Matter of Zhong Wen International Holding Co., Ltd.; Order of Suspension of Trading2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-33028Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-33028.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32991.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32991Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32991.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32990.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASDAQ OMX PHLX Fee Schedule To Increase the Options Surcharge Fee for MNX and NDX2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32990.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32989.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Professional Subscriber Fee for Non-Display Usage via Direct Access2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32989.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32988.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32988.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32987.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32987Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32987.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32986.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade the Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32986Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32986.pdfhttps://regulations.justia.com/regulations/fedreg/2016/01/04/2015-32985.htmlRule - Adoption of Updated EDGAR Filer Manual2016-01-04T00:00:00-08:002016-01-04T00:00:00-08:002015-32985Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-04/pdf/2015-32985.pdf