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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/27?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/27?registers=between
Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term “Exchange Traded Products” and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01668.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01668.htmlWed, 27 Jan 2016 00:00:00 -08002016-01668Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01668.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01667.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01667.htmlWed, 27 Jan 2016 00:00:00 -08002016-01667Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01667.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01666.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01666.htmlWed, 27 Jan 2016 00:00:00 -08002016-01666Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01666.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Quote Spread Parameter Provision
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01665.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01665.htmlWed, 27 Jan 2016 00:00:00 -08002016-01665Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01665.pdfNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01664.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01664.htmlWed, 27 Jan 2016 00:00:00 -08002016-01664Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01664.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01663.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01663.htmlWed, 27 Jan 2016 00:00:00 -08002016-01663Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01663.pdfProposed Rule - Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01545.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01545.htmlWed, 27 Jan 2016 00:00:00 -08002016-01545Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01545.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01542.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01542.htmlWed, 27 Jan 2016 00:00:00 -08002016-01542Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01542.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01540.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01540.htmlWed, 27 Jan 2016 00:00:00 -08002016-01540Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01540.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01539.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01539.htmlWed, 27 Jan 2016 00:00:00 -08002016-01539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01539.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01538.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01538.htmlWed, 27 Jan 2016 00:00:00 -08002016-01538Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01538.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating To Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01536.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01536.htmlWed, 27 Jan 2016 00:00:00 -08002016-01536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01536.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, to List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01535.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01535.htmlWed, 27 Jan 2016 00:00:00 -08002016-01535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01535.pdfNotice - Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01534.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01534.htmlWed, 27 Jan 2016 00:00:00 -08002016-01534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01534.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01533.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01533.htmlWed, 27 Jan 2016 00:00:00 -08002016-01533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01533.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01532.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01532.htmlWed, 27 Jan 2016 00:00:00 -08002016-01532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01532.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01531.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01531.htmlWed, 27 Jan 2016 00:00:00 -08002016-01531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01531.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01530.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01530.htmlWed, 27 Jan 2016 00:00:00 -08002016-01530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01530.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01529.html
https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01529.htmlWed, 27 Jan 2016 00:00:00 -08002016-01529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01529.pdf