<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/21?registers=between Tue, 15 Jul 2025 14:02:15 -0700 Tue, 15 Jul 2025 14:02:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/21?registers=between Proposed Rule - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01148.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01148.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01148 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01148.pdf Notice - J.P. Morgan Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01147.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01147.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01147.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01064.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01064.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01064 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01064.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01063.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01063.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01063 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01063.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01062.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01062.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01062.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01061.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01061.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01061 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01061.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000B-1012B and To Amend Rule 722 https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01060.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01060.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01060 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01060.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Permit P.M.-Settled Options on Broad-Based Indexes To Expire on Any Wednesday of the Month by Expanding the End of Week/End of Month Pilot Program https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01059.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01059.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01059 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01059.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Partial Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01058.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01058.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01058 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01058.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132.30(9)-Equities To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01057.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01057.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01057 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01057.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01056.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01056.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01056 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01056.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01055.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01055.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01055.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Phlx Rules 792, 794, 797, and 798 https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01054.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01054.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01054 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01054.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01053.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01053.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01053 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01052.html https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01052.html Thu, 21 Jan 2016 00:00:00 -0800 2016-01052 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01052.pdf