<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/20?registers=between Mon, 14 Jul 2025 03:32:23 -0700 Mon, 14 Jul 2025 03:32:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/20?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01130.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01130.html Wed, 20 Jan 2016 00:00:00 -0800 2016-01130 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-01130.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01129.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-01129.html Wed, 20 Jan 2016 00:00:00 -0800 2016-01129 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-01129.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporation's Non-Bank Liquidity Facility https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00976.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00976.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00976 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00976.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00971.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00971.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00971 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00971.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.3 Relating to Appointment Costs https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00905.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00905.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00905 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00905.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 804(g) https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00904.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00904.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00904 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00904.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 804(g) https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00903.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00903.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00903 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00903.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00902.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00902.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00902 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00902.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Data Fees for the NYSE Arca Options Product https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00901.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00901.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00901 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00901.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Data Fees for the NYSE Amex Options Product https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00900.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00900.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00900 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00900.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00899.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00899.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00899 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00899.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00898.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00898.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00898 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00898.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Chapter XV, Entitled “Options Pricing” https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00897.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00897.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00897 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00897.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAX Long VIX Weekly Futures Strategy ETF and the REX VolMAXX Inverse VIX Weekly Futures Strategy ETF of the Exchange Traded Concepts Trust https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00896.html https://regulations.justia.com/regulations/fedreg/2016/01/20/2016-00896.html Wed, 20 Jan 2016 00:00:00 -0800 2016-00896 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-20/pdf/2016-00896.pdf