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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/15?registers=between
Tue, 15 Jul 2025 07:51:30 -0700Tue, 15 Jul 2025 07:51:30 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/15?registers=between
Notice - Investment Managers Series Trust, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00662.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00662.htmlFri, 15 Jan 2016 00:00:00 -08002016-00662Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00662.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Market Vectors Dynamic Put Write ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00661.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00661.htmlFri, 15 Jan 2016 00:00:00 -08002016-00661Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00661.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Custody Service Guide To Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00646.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00646.htmlFri, 15 Jan 2016 00:00:00 -08002016-00646Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00646.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 3 Thereto, Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00645.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00645.htmlFri, 15 Jan 2016 00:00:00 -08002016-00645Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00645.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7015
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00644.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00644.htmlFri, 15 Jan 2016 00:00:00 -08002016-00644Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00644.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Pricing Schedule
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00643.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00643.htmlFri, 15 Jan 2016 00:00:00 -08002016-00643Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00643.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading License Fee for Calendar Year 2016, Effective January 4, 2016
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00642.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00642.htmlFri, 15 Jan 2016 00:00:00 -08002016-00642Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00642.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 27.1, Definitions, and 27.4, Temporary Rule Governing Phase-Out of P and P/A Orders
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00641.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00641.htmlFri, 15 Jan 2016 00:00:00 -08002016-00641Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00641.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00640.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00640.htmlFri, 15 Jan 2016 00:00:00 -08002016-00640Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00640.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc., Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00639.html
https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00639.htmlFri, 15 Jan 2016 00:00:00 -08002016-00639Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00639.pdf