<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/13?registers=between Thu, 21 Aug 2025 20:59:51 -0700 Thu, 21 Aug 2025 20:59:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/13?registers=between Notice - In the Matter of DC Brands International Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00591.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00591.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00591 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00591.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00566.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00566.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00566 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00566.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00493.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00493.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00493.pdf Notice - Investment Company Act Release No. 31953; File No. 812-14411 Columbia Funds Series Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00470.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00470.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00470 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00470.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00469.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00469.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00469 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00469.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00468.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00468.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00468 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00468.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00467.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00467.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00467 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00467.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00466.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00466.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00466 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00466.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00465.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00465.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00465 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00465.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00464.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00464.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00464 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00464.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00463.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00463.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00463 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00463.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00462.html https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00462.html Wed, 13 Jan 2016 00:00:00 -0800 2016-00462 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00462.pdf