<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/11?registers=between Thu, 17 Jul 2025 09:33:58 -0700 Thu, 17 Jul 2025 09:33:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/11?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7015 https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-260.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-260.html Mon, 11 Jan 2016 00:00:00 -0800 2016-260 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-260.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Credit Option Margin Pilot Program Through January 17, 2017 https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-259.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-259.html Mon, 11 Jan 2016 00:00:00 -0800 2016-259 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-259.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-258.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-258.html Mon, 11 Jan 2016 00:00:00 -0800 2016-258 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-258.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add EDGX Exchange, Inc. (“EDGX”) as a Plan Sponsor https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-257.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-257.html Mon, 11 Jan 2016 00:00:00 -0800 2016-257 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-257.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-256.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-256.html Mon, 11 Jan 2016 00:00:00 -0800 2016-256 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-256.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-255.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-255.html Mon, 11 Jan 2016 00:00:00 -0800 2016-255 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-255.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Certain CBOE Real-Time Data Feeds https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-254.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-254.html Mon, 11 Jan 2016 00:00:00 -0800 2016-254 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-254.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-253.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-253.html Mon, 11 Jan 2016 00:00:00 -0800 2016-253 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-253.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay of Implementation of Kill Switch https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-252.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-252.html Mon, 11 Jan 2016 00:00:00 -0800 2016-252 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-252.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-251.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-251.html Mon, 11 Jan 2016 00:00:00 -0800 2016-251 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-251.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Describe IPO Auction Viewer https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-250.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-250.html Mon, 11 Jan 2016 00:00:00 -0800 2016-250 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-250.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Implement Additional Price Protections in the Opening Process https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-249.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-249.html Mon, 11 Jan 2016 00:00:00 -0800 2016-249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-249.pdf Notice - Self-Regulatory Organizations; International Securities Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-248.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-248.html Mon, 11 Jan 2016 00:00:00 -0800 2016-248 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-248.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-247.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-247.html Mon, 11 Jan 2016 00:00:00 -0800 2016-247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-247.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-246.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-246.html Mon, 11 Jan 2016 00:00:00 -0800 2016-246 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-246.pdf Notice - Northern Lights Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-210.html https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-210.html Mon, 11 Jan 2016 00:00:00 -0800 2016-210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-210.pdf