<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/06?registers=between Sun, 13 Jul 2025 00:18:07 -0700 Sun, 13 Jul 2025 00:18:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2016/01/06?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1060 https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33220.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33220.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33220 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33220.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33219.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33219.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33219 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33219.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33218.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33218.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33218 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33218.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33217.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33217.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33217 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33217.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33214.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33214.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33214 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33214.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33213.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33213.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33213 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33213.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33212.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33212.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33212.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33211.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33211.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33211 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33211.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33210.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33210.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33210.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33209.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33209.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33209 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33209.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33208.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33208.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33208.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33207.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33207.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33207.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33206.html https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33206.html Wed, 06 Jan 2016 00:00:00 -0800 2015-33206 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33206.pdf