<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/28?registers=between Mon, 23 Jun 2025 21:40:32 -0700 Mon, 23 Jun 2025 21:40:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/28?registers=between Notice - In the Matter of Yayi International, Inc.,; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32704.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32704.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32704 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32704.pdf Notice - Self Storage Group, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32579.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32579.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32579 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32579.pdf Notice - Recon Capital Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32578.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32578.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32578 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32578.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32541.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32541.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32541 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32541.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32540.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32540.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32540 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32540.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32539.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32539.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32539 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32539.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Update Certain Fees Assessed Under Section V (Connectivity Fees) https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32538.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32538.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32538 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32538.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32537.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32537.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32537 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32537.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for EDGX Options https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32536.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32536.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32536 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32536.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32535.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32535.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32535 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32535.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32534.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32534.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32534 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32534.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3, 4, 5, and 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, 4, 5 and 6, To List and Trade of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32528.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32528.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32528 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32528.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend Rule 4758 https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32527.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32527.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32527 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32527.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32526.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32526.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32526 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32526.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32525.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32525.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32525 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32525.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32524.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32524.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32524 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32524.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32523.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32523.html Mon, 28 Dec 2015 00:00:00 -0800 2015-32523 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32523.pdf Proposed Rule - Use of Derivatives by Registered Investment Companies and Business Development Companies https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-31704.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-31704.html Mon, 28 Dec 2015 00:00:00 -0800 2015-31704 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-31704.pdf Proposed Rule - Regulation of NMS Stock Alternative Trading Systems https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-29890.html https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-29890.html Mon, 28 Dec 2015 00:00:00 -0800 2015-29890 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-29890.pdf