Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/28?limit=200&registers=between&mode=atom 2024-12-22T06:57:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32704.html Notice - In the Matter of Yayi International, Inc.,; Order of Suspension of Trading 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32704 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32704.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32579.html Notice - Self Storage Group, Inc.; Notice of Application 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32579 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32579.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32578.html Notice - Recon Capital Series Trust, et al.; Notice of Application 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32578 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32578.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32541.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32541 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32541.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32540.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32540 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32540.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32539.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32539 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32539.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32538.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Update Certain Fees Assessed Under Section V (Connectivity Fees) 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32538 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32538.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32537.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32537 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32537.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32536.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for EDGX Options 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32536 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32536.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32535.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32535 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32535.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32534.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32534 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32534.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32528.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 3, 4, 5, and 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, 4, 5 and 6, To List and Trade of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.600 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32528 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32528.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32527.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend Rule 4758 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32527 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32527.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32526.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32526 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32526.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32525.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32525 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32525.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32524.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32524 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32524.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-32523.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-32523 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-32523.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-31704.html Proposed Rule - Use of Derivatives by Registered Investment Companies and Business Development Companies 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-31704 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-31704.pdf https://regulations.justia.com/regulations/fedreg/2015/12/28/2015-29890.html Proposed Rule - Regulation of NMS Stock Alternative Trading Systems 2015-12-28T00:00:00-08:00 2015-12-28T00:00:00-08:00 2015-29890 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2015-12-28/pdf/2015-29890.pdf