<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/21?registers=between Tue, 24 Jun 2025 02:23:12 -0700 Tue, 24 Jun 2025 02:23:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/21?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend and Correct Rule 1080.07 https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31935.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31935.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31935 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31935.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Options Market-Fees and Rebates https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31934.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31934.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31934 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31934.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31933.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31933.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31933 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31933.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Regarding a Change to the Underlying Index of the Market Vectors Short High Yield Municipal Index ETF https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31932.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31932.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31932 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31932.pdf Notice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31931.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31931.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31931 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31931.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31930.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31930.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31930 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31930.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31929.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31929.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31929 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31929.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 108 https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31928.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31928.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31928 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31928.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Certificate of Incorporation and By-Laws https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31927.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31927.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31927 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31927.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Equities To Eliminate Good Til Cancelled Orders and Stop Orders, and Make Conforming Changes to Equities Rules 49, 61, 70, 104, 115A, 116, 118, 123, 123A, 123C, 123D, 501, 1000, 1004, and 6140 https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31926.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31926.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31926 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31926.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Certificate of Formation, By-Laws and First Amended Limited Liability Company Agreement https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31925.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31925.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31925 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31925.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Forms G-37, G-37x and G-38t To Change the MSRB's Address on the Forms https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31924.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31924.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31924 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31924.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide Mechanism for Sub-Account Settlement With Respect to the Alternative Investment Product Services https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31923.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31923.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31923 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31923.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Options Market-Fees and Rebates https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31922.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31922.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31922 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31922.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASD Rules 1022 (Categories of Principal Registration) and 1032 (Categories of Representative Registration) https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31921.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31921.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31921 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31921.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 13 To Eliminate Good til Cancelled (“GTC”) Orders and Stop Orders, and Make Conforming Changes to Rules 49, 61, 70, 104, 109, 115A, 116, 118, 123, 123A, 123C, 123D, 1000, 1004 and 6140 https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31920.html https://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31920.html Mon, 21 Dec 2015 00:00:00 -0800 2015-31920 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31920.pdf