Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/21?limit=200®isters=between&mode=atom2024-12-22T06:35:28-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31935.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend and Correct Rule 1080.072015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31935Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31935.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31934.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Options Market-Fees and Rebates2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31934Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31934.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31933.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31933Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31933.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31932.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Regarding a Change to the Underlying Index of the Market Vectors Short High Yield Municipal Index ETF2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31932.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31931.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Change to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31931Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31931.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31930.htmlNotice - Proposed Collection; Comment Request2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31930Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31930.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31929.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Fees Schedule2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31929Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31929.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31928.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 1082015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31928Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31928.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31927.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Certificate of Incorporation and By-Laws2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31927Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31927.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31926.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Equities To Eliminate Good Til Cancelled Orders and Stop Orders, and Make Conforming Changes to Equities Rules 49, 61, 70, 104, 115A, 116, 118, 123, 123A, 123C, 123D, 501, 1000, 1004, and 61402015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31926Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31926.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31925.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Certificate of Formation, By-Laws and First Amended Limited Liability Company Agreement2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31925Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31925.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31924.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Forms G-37, G-37x and G-38t To Change the MSRB's Address on the Forms2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31924Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31924.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31923.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide Mechanism for Sub-Account Settlement With Respect to the Alternative Investment Product Services2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31923Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31923.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31922.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Options Market-Fees and Rebates2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31922Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31922.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31921.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASD Rules 1022 (Categories of Principal Registration) and 1032 (Categories of Representative Registration)2015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31921Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31921.pdfhttps://regulations.justia.com/regulations/fedreg/2015/12/21/2015-31920.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 13 To Eliminate Good til Cancelled (“GTC”) Orders and Stop Orders, and Make Conforming Changes to Rules 49, 61, 70, 104, 109, 115A, 116, 118, 123, 123A, 123C, 123D, 1000, 1004 and 61402015-12-21T00:00:00-08:002015-12-21T00:00:00-08:002015-31920Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-21/pdf/2015-31920.pdf