<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/18?registers=between Mon, 23 Jun 2025 19:08:22 -0700 Mon, 23 Jun 2025 19:08:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/18?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, as Modified by Amendment Nos. 1, 2 and 3, Concerning The Options Clearing Corporation's Non-Bank Liquidity Facility https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31818.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31818.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31818 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31818.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Modify and Eliminate Certain Rules and To Enable Trading Activity To Resume on the Exchange https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31790.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31790.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31790 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31790.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 0150 To Apply FINRA Rule 2121 and its Supplementary Material .01 and .02 to Transactions in Exempted Securities That Are Government Securities https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31789.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31789.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31789 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31789.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Seventh Amended and Restated Operating Agreement of the Exchange To Establish a Committee for Review as a Sub-Committee of the ROC and Make Conforming Changes to Rules and the NYSE MKT Company Guide https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31788.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31788.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31788 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31788.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to the Rules of the Exchange the Ninth Amended and Restated Operating Agreement of New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31787.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31787.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31787 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31787.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31786.html https://regulations.justia.com/regulations/fedreg/2015/12/18/2015-31786.html Fri, 18 Dec 2015 00:00:00 -0800 2015-31786 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-18/pdf/2015-31786.pdf