<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/11?registers=between Tue, 24 Jun 2025 14:17:24 -0700 Tue, 24 Jun 2025 14:17:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/11?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Prescribe the Securities Traders Examination as the Qualifying Examination for Persons Associated With a Member Organization Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31283.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31283.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31283 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31283.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31282.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31282.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31282 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31282.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Price Protection Mechanisms https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31281.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31281.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31281 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31281.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Price Protection Mechanisms https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31280.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31280.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31280 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31280.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Prescribe the Securities Traders Examination as the Qualifying Examination for Persons Associated With a Member Organization Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31279.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31279.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31279 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31279.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Establish the Securities Trader and Securities Trader Principal Registration Categories https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31278.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31278.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31278 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31278.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules To Prescribe the Securities Traders Examination as the Qualifying Examination for Employees of ETP Holders Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31277.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31277.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31277 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 To Establish the Securities Trader and Securities Trader Principal Registration Categories https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31276.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31276.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31276 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31276.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rule 22.10, Limitation on Dealings, Related to the EDGX Options Market https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31275.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31275.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31275 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31179.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31179.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31179 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31179.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31178.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31178.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31178 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31178.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31177.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31177.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31177 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31177.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Gross Margining for Certain Categories of Customer Accounts https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31176.html https://regulations.justia.com/regulations/fedreg/2015/12/11/2015-31176.html Fri, 11 Dec 2015 00:00:00 -0800 2015-31176 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-11/pdf/2015-31176.pdf