<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/08?registers=between Wed, 25 Jun 2025 23:12:44 -0700 Wed, 25 Jun 2025 23:12:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/08?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-31071.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-31071.html Tue, 08 Dec 2015 00:00:00 -0800 2015-31071 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-31071.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30946.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30946.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30946.pdf Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30867.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30867.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30867 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30867.pdf Notice - Investment Advisers Act of 1940, Release No. 4285/December 2, 2015; Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30838.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30838.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30838 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30838.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132-Equities To Delete Supplementary Material .40 Requiring Members Effecting Transactions on the Equities Trading Floor to Submit Certain Data Elements and Badge Information and to Make a Conforming Change https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30837.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30837.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30837 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30837.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132 To Delete Supplementary Material .40 Requiring Members Effecting Transactions on the NYSE Trading Floor To Submit Certain Data Elements and Badge Information and To Make a Conforming Change https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30836.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30836.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30836 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30836.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To List and Trade Shares of the Active Alts Contrarian ETF of ETFis Series Trust I https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30835.html https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30835.html Tue, 08 Dec 2015 00:00:00 -0800 2015-30835 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30835.pdf