<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/01?registers=between Mon, 23 Jun 2025 05:09:10 -0700 Mon, 23 Jun 2025 05:09:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/12/01?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE MKT Integrated Feed https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30480.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30480.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30480 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30480.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Data Collection Requirements of the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30479.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30479.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30479 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30479.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30413.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30413.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30413 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30413.pdf Notice - Bloomberg STP LLC; SS&C Technologies, Inc.; Order of the Commission Approving Applications for an Exemption From Registration as a Clearing Agency https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30412.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30412.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30412.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM) https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30386.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30386.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30386 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30386.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include Managed Fund Shares in the Lead Market Maker Program https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30384.html https://regulations.justia.com/regulations/fedreg/2015/12/01/2015-30384.html Tue, 01 Dec 2015 00:00:00 -0800 2015-30384 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-01/pdf/2015-30384.pdf