<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/27?registers=between Thu, 17 Jul 2025 08:40:01 -0700 Thu, 17 Jul 2025 08:40:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/27?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30093.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30093.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30093 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30093.pdf Notice - ETF Series Solutions and AlphaClone, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30092.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30092.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30092 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30092.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30090.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30090.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30090 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30090.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30089.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30089.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30089.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30088.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30088.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30088 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30088.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30087.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30087.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30087 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30087.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2.13, Mandatory Participation in Testing of Backup Systems https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30086.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30086.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30086 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30086.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30085.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30085.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30085 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30085.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting an Extension To Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 1, 2016 https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30084.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30084.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30084 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30084.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30083.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30083.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30083 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30083.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30082.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30082.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30082 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30082.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 519 https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30081.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30081.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30081 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30081.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX PRISM https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30079.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30079.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30079 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30079.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30078.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30078.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30078 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE Integrated Feed https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30077.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30077.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30077 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30077.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2016 https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30076.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30076.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30076 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30076.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30075.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30075.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30075 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30075.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30074.html https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30074.html Fri, 27 Nov 2015 00:00:00 -0800 2015-30074 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30074.pdf