Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/27?limit=200&registers=between&mode=atom 2024-12-22T06:13:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30093.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30093 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30093.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30092.html Notice - ETF Series Solutions and AlphaClone, Inc.; Notice of Application 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30092 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30092.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30090.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30090 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30090.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30089.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30089 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30089.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30088.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30088 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30088.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30087.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30087 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30087.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30086.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2.13, Mandatory Participation in Testing of Backup Systems 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30086 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30086.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30085.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30085 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30085.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30084.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting an Extension To Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 1, 2016 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30084 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30084.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30083.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30083 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30083.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30082.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30082 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30082.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30081.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 519 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30081 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30081.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30079.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX PRISM 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30079 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30079.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30078 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30078.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30077.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE Integrated Feed 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30077 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30077.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30076.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2016 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30076 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30076.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30075.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30075 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30075.pdf https://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30074.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism 2015-11-27T00:00:00-08:00 2015-11-27T00:00:00-08:00 2015-30074 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30074.pdf