Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/25?limit=200&registers=between&mode=atom 2024-12-22T07:46:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29931.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29931 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29931.pdf https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29930.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29930 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29930.pdf https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29929.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Trade Expiring MSCI EAFE Index Options Until 3:00 p.m. 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29929 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29929.pdf https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29928.html Notice - Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29928 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29928.pdf https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29927.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to the ICC Rule Enforcement Process for Missed Submissions 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29927 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29927.pdf https://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29926.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares 2015-11-25T00:00:00-08:00 2015-11-25T00:00:00-08:00 2015-29926 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29926.pdf