<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/23?registers=between Sun, 22 Dec 2024 06:29:32 -0800 Sun, 22 Dec 2024 06:29:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/23?registers=between Notice - In the Matter of African Copper Corp., Genmed Holding Corp., and Yanglin Soybean, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29870.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29870.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29870.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29745.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29745.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29745 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29745.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Require Real-Time Trade Submission and To Prohibit Pre-Netting Practices Through NSCC's Correspondent Clearing Service https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29728.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29728.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29728 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29728.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29727.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29727.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29727 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29727.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29726.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29726.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29726 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29726.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29713.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29713.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29713 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29713.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29712.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29712.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29712 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29712.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29711.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29711.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29711 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29711.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29710.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29710.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29710 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29710.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29709.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29709.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29709 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29709.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29708.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29708.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29708 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29708.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29707.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29707.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29707 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29707.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29706.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29706.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29706 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29706.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Quality Incentive Program and Certain Other Fees and Credits for Execution and Routing https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29705.html https://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29705.html Mon, 23 Nov 2015 00:00:00 -0800 2015-29705 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29705.pdf