<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/20?registers=between Sun, 13 Jul 2025 15:01:12 -0700 Sun, 13 Jul 2025 15:01:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/20?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29603.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29603.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29603.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Market Access and Routing Subsidy or “MARS” https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29602.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29602.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29602.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Market Access and Routing Subsidy or “MARS” https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29601.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29601.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29601 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29601.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29600.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29600.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29600 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29600.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Proposed New MSRB Rule A-18, on Mandatory Participation in Business Continuity and Disaster Recovery Testing https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29599.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29599.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29599 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29599.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29598.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29598.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29598 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29598.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014, “Obligations and Restrictions Applicable to Specialists and Registered Options Traders” https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29597.html https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29597.html Fri, 20 Nov 2015 00:00:00 -0800 2015-29597 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29597.pdf