<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/18?registers=between Sun, 22 Dec 2024 06:12:04 -0800 Sun, 22 Dec 2024 06:12:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29502.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29502.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29502 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29502.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29501.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29501.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29501 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29501.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt a New Policy Relating to Trade Reports for Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29395.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29395.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29395 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29395.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1, in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29394.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29394.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29394.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Arca Realtime Reference Price Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29393.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29393.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29393 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29393.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the NYSE MKT Realtime Reference Price Market Data Product Offering https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29392.html https://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29392.html Wed, 18 Nov 2015 00:00:00 -0800 2015-29392 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29392.pdf