<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/16?registers=between Wed, 25 Jun 2025 15:59:06 -0700 Wed, 25 Jun 2025 15:59:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/16?registers=between Notice - In the Matter of Riverdale Mining Inc., and Tresoro Mining Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29288.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29288.html Mon, 16 Nov 2015 00:00:00 -0800 2015-29288 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29288.pdf Notice - In the Matter of Tirex Corporation, Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29287.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29287.html Mon, 16 Nov 2015 00:00:00 -0800 2015-29287 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29287.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Modify Certain Fees for Transactions that Remove Liquidity from the Exchange https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28865.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28865.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28865 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28865.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers (“LMMs”) by Deleting Rule 6.83 https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28864.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28864.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28864 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28864.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28863.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28863.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28863 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28863.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28862.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28862.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28862 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28862.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 521 https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28861.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28861.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28861 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28861.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57) https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28860.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28860.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28860 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28860.pdf Rule - Crowdfunding https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28220.html https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28220.html Mon, 16 Nov 2015 00:00:00 -0800 2015-28220 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28220.pdf