<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/10?registers=between Fri, 27 Jun 2025 04:40:43 -0700 Fri, 27 Jun 2025 04:40:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/10?registers=between Notice - In the Matter of Inelco Corp., and Teliphone Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28706.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28706.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28706 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28706.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28699.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28699.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28699 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28699.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28521.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28521.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28521 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28521.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain ETP Holders To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28520.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28520.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28520 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28520.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28519.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28519.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28519 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28519.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the LIST Routing Option https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28518.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28518.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28518 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28518.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List and Trade Options That Overlie a Reduced Value of the FTSE 100 Index https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28516.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28516.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28516.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28515.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28515.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28515.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business and Disaster Recovery Plans Testing Requirements for Certain Participants in Connection With Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28514.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28514.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28514 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28514.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring OTP Holders To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28513.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28513.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28513 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28513.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Mechanism for Sub-Account Settlement With Respect to the Alternative Investment Product Services https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28512.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28512.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28512 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28512.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28511.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28511.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28511 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28511.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28510.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28510.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28510 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28510.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28509.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28509.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28509 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28509.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28508.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28508.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28508 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28508.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 19 To Specify in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28505.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28505.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28505 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28505.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List and Trade Options That Overlie a Reduced Value of the FTSE China 50 Index https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28504.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28504.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28504 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28504.pdf Proposed Rule - Exemptions To Facilitate Intrastate and Regional Securities Offerings https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28219.html https://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28219.html Tue, 10 Nov 2015 00:00:00 -0800 2015-28219 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28219.pdf