<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/02?registers=between Mon, 23 Jun 2025 20:41:09 -0700 Mon, 23 Jun 2025 20:41:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/11/02?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27802.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27802.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27802 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27802.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27801.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27801.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27801 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27801.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Details Regarding the Requirement That Participants Participate in Annual Testing of Business Continuity and Disaster Recovery Plans https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27800.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27800.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27800 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27800.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of its Parent Company https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27799.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27799.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27799 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27799.pdf Notice - Self-Regulatory Organizations; C2 Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Parent Company https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27798.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27798.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27798 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27798.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Details Regarding the Requirement That Members Participate in Annual Testing of Business Continuity and Disaster Recovery Plans https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27797.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27797.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27797 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27797.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting Rule 410B Governing Reporting Requirements for Off-Exchange Transactions https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27796.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27796.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27796.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting Rule 410B Equities Governing Reporting Requirements for Off-Exchange Transactions https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27795.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27795.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27795.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27794.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27794.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27794 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27794.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27793.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27793.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27793 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27793.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Unify Procedures for the Handling of Resting Orders in a Security Subject to a Trading Halt, Pause or Suspension on the Exchange https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27792.html https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27792.html Mon, 02 Nov 2015 00:00:00 -0800 2015-27792 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27792.pdf