<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/27?registers=between Thu, 26 Jun 2025 00:51:14 -0700 Thu, 26 Jun 2025 00:51:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/27?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27394.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27394.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27394.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Reporting of OTC Transactions in Exchange-Traded Managed Fund Shares (NextShares) to FINRA https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27225.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27225.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27225.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27224.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27224.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27224.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27223.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27223.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27223.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27222.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27222.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27222.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27221.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27221.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27221.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27220.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27220.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27220 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27220.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24, Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27219.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27219.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27219.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule Related to the Amex Customer Engagement Program https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27218.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27218.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27218.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27217.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27217.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27217.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27216.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27216.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27216.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27215.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27215.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27215 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27215.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27214.html https://regulations.justia.com/regulations/fedreg/2015/10/27/2015-27214.html Tue, 27 Oct 2015 00:00:00 -0700 2015-27214 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-27/pdf/2015-27214.pdf