<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/23?registers=between Sun, 29 Jun 2025 15:54:13 -0700 Sun, 29 Jun 2025 15:54:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/23?registers=between Notice - Investment Company Act Release No. 31870; File No. 812-14536 Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26917.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26917.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26917 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26917.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26916.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26916.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26916 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26916.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26915.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26915.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26915 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26915.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 28 Examination Program https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26914.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26914.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26914 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26914.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 27 Examination Program https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26913.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26913.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26913 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26913.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Trader Qualification Examination (Series 57) https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26912.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26912.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26912 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26912.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Floor Broker Management System https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26911.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26911.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26911 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26911.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26910.html https://regulations.justia.com/regulations/fedreg/2015/10/23/2015-26910.html Fri, 23 Oct 2015 00:00:00 -0700 2015-26910 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-23/pdf/2015-26910.pdf