<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/20?registers=between Mon, 23 Jun 2025 03:35:29 -0700 Mon, 23 Jun 2025 03:35:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/20?registers=between Notice - Accentia Biopharmaceuticals, Inc. and Biostem U.S. Corp., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26722.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26722.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26722 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26722.pdf Notice - Life Care Medical Devices Ltd., and New Leaf Brands, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26718.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26718.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26718 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26718.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26717.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26717.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26717 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26717.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26580.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26580.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26580 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26580.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule “Influencing or Rewarding Employees of Others” https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26579.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26579.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26579 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26579.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26578.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26578.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26578 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26578.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule “Influencing or Rewarding Employees of Others” https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26577.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26577.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26577 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26577.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26521.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26521.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26521 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26521.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to End of Week/End of Month Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26520.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26520.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26520 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26520.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26519.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26519.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26519 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26519.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26518.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26518.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26518 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26518.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26517.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26517.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26517 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26517.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements Pursuant to Rule G-3(i)(i) https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26516.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26516.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26516 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26516.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26515.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26515.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26515 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26515.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26514.html https://regulations.justia.com/regulations/fedreg/2015/10/20/2015-26514.html Tue, 20 Oct 2015 00:00:00 -0700 2015-26514 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-20/pdf/2015-26514.pdf