<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/15?registers=between Tue, 24 Jun 2025 11:55:43 -0700 Tue, 24 Jun 2025 11:55:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/10/15?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 2210 (Communications With the Public) https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26157.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26157.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26157 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26157.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26156.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26156.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26156 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26156.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of the Exchange's Continuing Education Program https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26155.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26155.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26155 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26155.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Requirement for Clearing Members To Participate in Operation Testing https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26154.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26154.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26154 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26154.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05 and 902.06 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26153.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26153.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26153 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26153.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26152.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26152.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26152 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26152.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26151.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26151.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26151 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26151.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Issuer Incentive Program Applicable to Securities Listed on BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26150.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26150.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26150 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26150.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26149.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26149.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26149 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26149.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26148.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26148.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26148 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26148.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Adopt a Kill Switch https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26147.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26147.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26147.pdf Notice - Fidelity Management & Research Company and FMR Co., Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26146.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-26146.html Thu, 15 Oct 2015 00:00:00 -0700 2015-26146 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-26146.pdf Proposed Rule - Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-24507.html https://regulations.justia.com/regulations/fedreg/2015/10/15/2015-24507.html Thu, 15 Oct 2015 00:00:00 -0700 2015-24507 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-10-15/pdf/2015-24507.pdf